Municipal Securities Rulemaking Board

Results: 1131



#Item
791Finance / Securities / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Depository Trust & Clearing Corporation / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]September 27, 2007 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Implement the

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Source URL: www.sec.gov

Language: English - Date: 2007-09-28 17:02:05
792Finance / United States securities law / Securities / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Municipal Securities Rulemaking Board / Underwriting / Security / Financial economics / Investment / Stock market

Order Approving Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

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Source URL: www.sec.gov

Language: English - Date: 2012-05-07 10:12:16
793Self-regulatory organization / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / College Savings Plans of Maryland / Financial system / Financial economics / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2006-04-27 17:26:40
794Finance / United States securities law / Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / Depository Trust & Clearing Corporation / Self-regulatory organizations / Financial system / Financial economics

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2007-12-26 10:02:00
795Business / Financial economics / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Security / NASDAQ / ACT / United States securities law / Self-regulatory organizations / Economy of the United States

Notice of Filing of Proposed Rule Change Relating to Exemptions from the Trading Activity Fee

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Language: English - Date: 2010-09-20 10:30:30
79673rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities Exchange Act / Economics / Securities market / Bond / Business / Investor Protection and Securities Reform Act / United States securities law / Financial regulation / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 8, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Relati

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Language: English - Date: 2013-02-11 09:20:09
797United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Law / Government / U.S. Securities and Exchange Commission / Self-regulatory organization / Rulemaking / Securities Exchange Act / Electronic Municipal Market Access / United States securities law / Financial regulation / 73rd United States Congress

Order Approving Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11

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Language: English - Date: 2005-08-26 15:47:21
798Municipal Securities Rulemaking Board / Financial regulation / United States securities law / U.S. Securities and Exchange Commission / Securities Exchange Act / Broker-dealer / Securities market / Self-regulatory organizations / Financial system / Financial economics

Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Solicitation of Municipal Securities Business under MSRB Rule G

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Language: English - Date: 2005-08-19 15:57:06
799Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law / Bonds / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Securities Exchange Act / Municipal bond / Initiative / Financial economics / Financial system / Economics

Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records to be Made by Brokers, Dealers an

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Source URL: www.sec.gov

Language: English - Date: 2009-12-15 10:48:24
800United States securities law / Financial markets / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / Short / Repurchase agreement / Derivative / Finance / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-06-27 19:36:37
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